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Security & Risks » Risks & Policies

Ready to trade? Be sure to read up on all of the applicable risks and policies involved before you get started with these convenient PDF versions of our important documents and agreements.

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User/Customer Agreements

User/Customer Terms & Conditions

Accounts

Electronic Delivery Agreement

Privacy Statement

Xecute™ Special Notices

Single Stock Futures

Security Futures Terms and Conditions

Security Futures Risks Document

Margin

Day Trading Disclosure

Futures Day Trading Disclosure

Portfolio Margin Disclosure and Acknowledgement

Margin Disclosure Statement

Margin Guidelines

Options

Characteristics and Risks of Standardized Options

Expiration Process and Risks

Option Related Risks

Spread Trade Risk Information

Xspreads Information

Clearing | Money Market Information

Clearing Relationship Letter

Trading

Advanced Orders

Disclosure with Respect to Order Flow

Skip Preview Risk Notice

Unique Risks of Stop Limit Orders

Account Linking Authorization

Extended Hours Trading

Execution Quality Comparison

Systems

Business Continuity Plan Statement

System Performance

System Requirements

Commodity Futures

Futures Account Additional Risk Warning

Risk Disclosure Statement for Futures & Options

Futures Account Agreement

How to Read Your Futures Statement

Electronic Services Supplement

Uniform Electronic Trading Disclosure

Futures Quotes Agreement

Optional Agreement (Arbitration)

Quotes

Data Use Agreement

Streaming Quotes Disclosure